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Osaic Careers

Transitions Consultant

• Location(s):    Qualified candidates near all company locations and remote within the United States are encouraged to apply. Role requires up to 40% travel throughout the US.

• Role Type:

    

Full time. Travel up to 40% of the time.

• Salary:

$65,000 - $75,000 per year + 10% annual bonus 

• Summary:

The Consultant will be part of the Transitions Team supporting new Financial Professionals moving their existing business to Osaic across all Channels. The Transitions Consultant delivers a seamless, consistent and repapering

experience for Financial Professionals across all Osaic channels. This hybrid role blends advisor-facing consulting with hands-on operational execution, partnering closely with Business Development, Operations, and Channel Leadership. 

The Consultant needs to have a thorough understanding of the account opening and transfer process including their dependency on another to move an entire book of business. This person must have some transition experience and become a subject matter expert on asset movement, demonstrate a high level of technical knowledge, be detailed oriented, and have exceptional communication skills. We are looking for self-starters who are quick learners, resourceful, and results oriented in a fast-paced and collaborative environment.

The person must have the ability to organize, prioritize, and handle multiple projects simultaneously. The support will be offered virtually and in person.

• Responsibilities:

• Advisor-facing transition consulting for all channels including Empowered Independence

• Repapering & asset movement execution across all channels/Tiers

• Cross-functional partnership and optimization

• Data gathering, forms preparation & submission; monitoring account transfers (in person and virtually)

• NIGO (Not in Good Order) paperwork monitoring & resolution impacting asset movement

• Troubleshoot and escalate any transition related issues

• Look for ways to improve & expedite the asset movement process

• Education Requirements:

• Bachelor’s Degree Preferred, H.S. Diploma or GED certificate + Significant Practical Experience will be considered.

 

• Basic Requirements:

• SIE/S7 or S99 required within 12 months

• Previous Financial/Transition experience 1-3 Years

• Preferred Requirements:

• Industry Licenses such as SIE, series 6, 7, 65, 66, or 24/26 licenses

• Previous work experience in financial services

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